# Principal CLO ETF (UUPP) — Holdings

UUPP · BATS · Fund

Canonical page: https://www.lighthorse.io/tickers/uupp/holdings

## Top holdings (as of Oct 14, 2026)

The 10 largest positions make up 50.4% of the fund. Want full holdings data source? [Register at AInvest](https://www.ainvest.com/etfs/CBOE-UUPP/holdings/).

| Ticker | Weight |
| --- | --- |
| ASSET-BACKED SECURITIES | 8.08% |
| ELMWOOD CLO I LTD | 4.71% |
| Madison Park Funding XXXVIII  A2R 5.19952% 17-OCT-2038 | 4.71% |
| Apidos CLO XLVI  A2R 5.17509% 24-OCT-2038 | 4.71% |
| Ares LVII CLO  A1R2 5.04015% 25-OCT-2038 | 4.71% |
| Brant Point CLO 2024-5  A2 5.22921% 20-OCT-2037 | 4.71% |
| Brant Point CLO 2024-3  A1R 4.94921% 20-JAN-2039 | 4.70% |
| KKR CLO 37  AR 4.89921% 20-APR-2038 | 4.70% |
| RIN V  A1R 5.08055% 14-OCT-2036 | 4.70% |
| Capital Four US CLO III  A2R 5.15373% 21-APR-2038 | 4.69% |

## Frequently Asked Questions

### What are the top holdings of UUPP?

As of Oct 14, 2026, the largest positions in Principal CLO ETF are ASSET-BACKED SECURITIES (8.1%), ELMWOOD CLO I LTD (4.7%), Madison Park Funding XXXVIII  A2R 5.19952% 17-OCT-2038 (4.7%), Apidos CLO XLVI  A2R 5.17509% 24-OCT-2038 (4.7%), Ares LVII CLO  A1R2 5.04015% 25-OCT-2038 (4.7%).

### How concentrated is UUPP?

The 10 largest positions make up 50.4% of Principal CLO ETF, as reported on Oct 14, 2026.

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Fund holdings are reported periodically and are a snapshot of a past date, not a live position list — what the fund holds today may differ. Weights cover only the largest positions shown, not the whole portfolio.

This page is for informational purposes only. Nothing on it is a recommendation, solicitation or offer to buy or sell any security, nor investment, legal or tax advice. Light Horse Securities Inc does not verify third-party data and is not responsible for its accuracy, completeness or timeliness.

Data provided by [AInvest](https://www.ainvest.com).