Statements & Tax Forms

Account Statements

Monthly account statements are generated and available electronically through your account portal. Statements include:

• Portfolio value and position summary
• Cash balance and margin details (if applicable)
• All transactions for the period
• Fees charged

Trade Confirmations

A trade confirmation is generated for all trades on a trading day and delivered to your email on the next day

Tax Documents

Light Horse (via Apex Clearing) generates the following tax documents annually, typically available by mid-February for the prior tax year:

Document	What It Reports
Form 1099-B	Proceeds and cost basis for security sales
Form 1099-DIV	Dividends and distributions received
Form 1099-INT	Interest earned
Form 1099-MISC	Miscellaneous income (if applicable)

How to Access Documents

1. Log in to Light Horse Dashboard
2. Navigate to Monthly Reports or Tax Forms
3. Select the document you need

All electronic documents are free. Paper copies cost $2 each.

Requesting Documents via AI

If you've connected an AI assistant, you can also ask it to retrieve your documents:

"Get my 1099 for last year"
"Show me my statement for March"